compliance Archives - FP Advance

Displaying 1 Post categorized under compliance

The FCA are Looking to Catch Bad People (not you)

Compliance defiance Anyone who has worked with me will know that I don’t like seeing firms getting bogged down in compliance issues. Occasionally I’ve made the odd sensationalist comment in this space, but I assure you I’m not anti-compliance. However, I am anti buying into every rule and edict put …

Read More